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116 – Behavior-Based Safety Software: To Purchase or Create?

February 14th, 2010 · 1 Comment

Greetings, recording this on the road in Cheswick, Pennsylvania. We receive a lot of calls from organizations looking to purchase software for their behavioral safety processes. So for the podcast this week, I would like to provide some independent thoughts on this. There really are several software options available to an organization looking to implement a Behavior-Based Safety process.

They range from spreadsheet tools to installed or online databases. Our firm (ProAct Safety) is familiar with all major methodologies and applications currently in use throughout the world. Due to this unique position, our firm has often played a support role in identifying, selecting and utilizing the most effective application that fits each organization’s needs. Many companies choose to internally create an application. This can be a good strategy. We have helped several organizations by providing the critical functional guidance necessary, to ensure a successful outcome.

A key success factor in any implemented Behavior-Based Safety Process is data management. The data is what enables continuous improvement and helps the observers keep score.  Sometimes the reason workers are not improving in safety is because something is getting in the way. Identification of safety obstacles and barriers, and measuring their impact is a powerful tool in improving safety. Traditional safety tends to only focus on lagging indicators and failure rates. The percent safe provided by a behavioral safety approach, is a great leading metric for comparison to the downstream metrics of accident rates, severity rates, costs of accidents etc.

It is critical for a steering team to design an effective data management and problem-solving technique, in conjunction with their behavior-based safety efforts. This data flows to the steering team and helps them to remove barriers to safety and change the influences that could tempt workers to take risks. Additionally, the ability to isolate problem areas increases the ability to focus corrective effort reducing wasted resources. The observations are most definitely a great tool for beginning the creation of a culture of safety awareness and development of a personal safety focus; however without a good Behavior-Based Safety data management strategy, the process may not be sustainable.

The data usually reveals first the weaknesses of the data, i.e. too little, not representative, not complete, what’s and no why’s on comments, etc. Once the data gathering process is adjusted, the data starts to reveal where the greatest risks are and why workers are taking them.  The observation data combined with the original Pareto Analysis data helps to prioritize the risk issues for the team to address.

The steering team will need to be able to identify trends in the performance. It is important to know if risk taking is increasing, decreasing, or remaining relatively constant. Since the observers in a Behavior-Based Safety process cannot see every precaution taken or not taken at the site, it is important that the behaviors sampled are representative of what is happening across all times and locations at the site. If data is bunched into certain times or locations, the data may not be reliable.

Behavior-Based Safety Process considerations when determining software needs:

  • First define the (paper) trail of how the completed checklists get to the data entry person
  • Determine who the data entry person(s) will be
  • Does the application need to be within the corporate infrastructure, an installable application, or online?
  • How will the steering team/committee retrieve the data from the computer for their meetings (printed copies of reports vs. access to computer and projector to see the data in real time)
  • What data will be posted and shared, and how will this be accomplished
  • Will the team require support in understanding data and trends and the ability to create action plans to address them?

We recommend the following types of reports for Behavior-Based Safety Data Analysis:

Report: Overview

What to look for: Low % safe, high # of concerns, adequate sample size

Use: Select areas that need improvement or attention

Typical Distribution: Steering Team

Report: Overview chart

What to look for: Safe vs. Lucky

Use: Feedback to workers

Typical Distribution: Post and share with everyone

Report: Trends

What to look for: Is percent safe increasing, decreasing, or staying the same?

Use: Track the effectiveness of the process and specific action plans

Typical Distribution: Steering Team, Workers in areas of action plan focus

Report: Observer Progress

What to look for: Has observer completed assignment and what is the quality of the data

Use: Manage the observation process and give feedback and recognition to observers

Typical Distribution: Steering Team

Report: Comments

What to look for: What is influencing a person to take a risk: perception, habit, or barriers

Use: Develop steps of action plans to improve safety

Typical Distribution: Steering Team

Report: Additional Comments or Best Practices

What to look for: Suggestions or concerns about the process from observers or workers

Use: Continuous improvement of the process and safety

Typical Distribution: Steering Team

Report: Breakdown Reports

What to look for: Are the areas of concern concentrated by location, time, day, or other variables

Use: Target areas of concentration for action plans

Typical Distribution: Steering Team

Report: Action Items

What to look for: Any activities that are a result from this initiative that are: Actionable and within the team’s control (if not, who will manage follow-up?) and focused on measureable results

Use: Manage activities, follow-up, focus efforts and continuous improvement to ensure a results orientation

Typical Distribution: Steering Team

I hope I have provided a couple of ideas that are useful for you. I’d like to close with this, if you only have time to do one thing in safety today, what would it be and how will it contribute to making this a safer world for us all? Thanks for tuning in...

Have a great week!

Shawn Galloway

ProAct Safety

Category: Behavior Based Safety · Lean Behavior-Based Safety · Behavior-Based Safety Software

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  • Health and safety Toronto // Mar 7, 2011 at 6:19 am

    The safety culture of an organization is the product of individual and group values, attitudes, perceptions, competencies and patterns of behavior that determine the commitment to, and the style and proficiency of, an organization’s health and safety management.It is important to identify the perception of the organization’s safety culture as it represents a critical factor influencing multiple aspects of human performance and organizational safety.There is now a move to apply the concept of safety culture at the individual level. Mearns et al.,highlight that although safety culture was a concept originally used to describe the inadequacies of safety management that result in major disasters, it is interesting that the concept is now being applied to explain accidents at the individual level.A lot of attention has focused on the causes of occupational incidents. When incidents occur in the workplace it is important to understand what factors (human, technical, organizational) may have contributed to the outcome in order to avoid similar incidents in the future. Through developing an understanding of why and how incidents occur, appropriate methods for incident prevention can be developed.However, a number of major disasters have brought attention to the impact of organizational factors (i.e. policies and procedures) on the outcome of safety performance, with numerous inquiries identifying safety culture as having a definitive impact on the outcome of the disaster. Nice information.

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